Investment Management: Transactions with Service Providers
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Description
Part of the "Investment Management Industry Fundamentals" learning path, this CPE-eligible, eLearning course (1.5 CPE) explains who the typical service providers of an investment company are and how they are compensated, highlighting the fact that most of the functions of an investment company are performed by these service providers. Typical fee arrangements are covered in this online course, with particular focus on the accounting for management fees and distribution fees. Fee waiver, reimbursement, and expense offset arrangements are also discussed along with their presentation in the U.S. GAAP financial statements.
This course is included in the following collections:
Learning Objectives
- Recall the typical service providers of an investment company
- Identify how to account for management fees
- Indicate how waivers, reimbursements, and expense offset arrangements are accounted for, and presented in the financial statements
- Identify typical distribution fee arrangements with unit holders
Additional Information
| Last Updated | 12/15/2024 |
|---|---|
| CPE Credit | 1.5 |
| Field of Study | Accounting |
| Industry | Investment Management |
| Instructional Delivery Method | QAS Self Study |
| Knowledge Level | Intermediate |
| Prerequisites | General knowledge of accounting for investment management entities under U.S. GAAP and/or completion of our eLearning course, Investment Management: Industry Overview |
| Advanced Preparation | None |
| Expiration | This course, collection, or subscription expires one year from the date of purchase. The post-course assessment for each course must be satisfactorily completed, as evidenced by a passing grade of at least 70%, by the expiration date to be awarded any qualifying continuing professional education (CPE) credit. |
| Refund or Cancellation Policy | For more information regarding refunds, concerns, and program cancellation policies, please contact the GAAP Dynamics Support Team via email at support@gaapdynamics.com or call (804) 897-0608. |
$180
1h 30m
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